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CCBN BSA/ AML 2020 AGENDA

DAY ONE FEB 11
DAY TWO FEB 12
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DAY 1, FEB 11

9:00      
Introductions / Welcome All!
 
9:15       Roundtable Discussions
              Participant Introductions & Expectations
  •    Issues to Address in the Next Two Days (table groups)
    1. Brainstorm
    2. Prioritize
    3. Report Out
 10:15       Networking & Refreshment Break (visit sponsor tables)
 
10:45       BSA Analyst Concurrent Track – Pt. 1   
Analyzing Key Elements of a Robust AML Program - Victor Cardona, CAMS – SVP, BSA Officer, Golden State Bank
  • Know Your Customer (KYC) and Customer Due Diligence (CDD & EDD)
  • High Risk Customers
  • Beneficial Ownership
  • Inconsistent Transactions
  • Enhanced Due Diligence Tools
  • Creating an Effective Risk Assessment
BSA Manager Concurrent Track – Pt. 1
What Your Board Needs to Know - BSA/AML Case Study – Jason A. Chorlins, CPA, CFE, CAMS, Principal, Kaufman Rossin
A presenter-led case study focusing on how a community bank can develop and maintain a strong and effective BSA/AML program.
  • How to identify and correct problems stemming from recent audits and regulatory examinations, along with a look at the compliance risk-management structure and overall management of the program.
  • The case evaluates a variety of BSA concerns and task-driven results, and considers individual responsibilities as well as the role of committees, working groups and the bank’s board of directors in the process.
  • Keeping your Board members informed is critical. The case asks how effective your BSA Officer’s communication is with the board, ranging from routine reports to extraordinary “Matters Requiring Attention?”
  • This case considers the type and reporting frequency of information most needed by the board, along with documentation needed to support it.
 
12:15       LUNCH
 
1:15       BSA Analyst Concurrent Track – Pt. 2
         Identify Suspicious Activity – Liz Slim, CAMS - Senior Consultant, Volkov Law Group
  • The Who, What, Where, When and Why's of Preparing a SAR
  • Suspicious Case Studies (1, 2 & 3)
  • Suspicious Activity Reports Requirements
  • FinCEN numbers of SARs files
  • SAR Requirements   
 
BSA Manager Concurrent Track – Pt. 2
What's on Your Next BSA/AML Exam? – Brian Pfeiffer, Senior Risk Examiner & BSA Subject Matter Expert, FDIC & Kimberly Schaefer, CPA, CAMS, BSA/AML Compliance Policy Specialist - OCC
  • Anticipate and prepare for the next exam: recent hot spots, trends, and remediation from last time
  • Responding to the pre-exam questionnaire
  • Tips on organizing and documenting materials, as well as identifying key contacts as among the critical action items
  • Lessons learned from recent exams, along with recommended preventive/corrective actions and survival skills
 
2:45   Networking & Refreshment Break (visit sponsor tables)
 
3:15    BSA Executive Panel - Hear directly from our bankers on how they are approaching BSA/AML and the tactics you can apply at your bank.
Moderator: Liz Slim, CAMS - Liz Slim, CAMS - Senior Consultant, Volkov Law Group
Panelists:
  • Edward Gerovian, First Vice President, BSA Investigations Manager - Bank of Hope
  • Cynthia King, CAMS, First Vice President, BSA Manager - Farmers & Merchants Bank
  • Sandy Ondatje, Vice President, BSA Officer - State Bank of India (California)
 
4:30     HAPPY HOUR!    SoCal ACAMS Chapter
 

​Thank You to Our Sponsors: 
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California Community Banking Network.  All Rights Reserved.
3808 E. La Palma Ave. |  Anaheim, CA 92807
Phone: 800-627-6613 | info@ccbnetwork.org  | sitemap
  • Membership
    • Member Portal Login
    • Bankers Helping Bankers
    • Associate Membership
    • CCBN Associate Member Directory
  • Education and Events
    • Seminars and Events
    • Webinars >
      • Categories >
        • AUDIT & ACCOUNTING
        • Collections
        • Compliance
        • Directors
        • Frontline New Accounts
        • Human Resources
        • IT
        • IRA
        • Lending
        • Marketing
        • Operations
        • Security & Fraud
        • Senior Management
    • Recorded Webinars
    • Community Banker University >
      • CBU Certification Programs
      • CBU Bank Director Program
      • CBU Leadership Academy
      • CBU Online Training
      • ICBA LIVE 2023
      • ICBA Lead FWD Summit
  • Advocacy
    • Legislative Successes
    • From ICBA >
      • From Washington DC
      • From the Top
      • Portfolio Management
  • About Us
    • Our Team
    • Board of Directors
    • Contact
  • Preferred Service Providers (PSP)
    • PSP Announcements