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CCBN BSA/ AML 2020 AGENDA

DAY ONE FEB 11
DAY TWO FEB 12
DAY 2, FEB 12

8:30       
Hot Topics Session 1 – Introductory panel followed by each presenter doing two 40-minute breakouts, half the participants in each, bankers rotate after first round.
 
 “7 Deadly AML Sins” - B.J. Moravek, Director of AML & Sanctions Compliance, Risk Advisory Services Group - Kaufman Rossin
  • Risk Assessments.  What goes into a proper risk assessment?  Talk about the “qualitative” and “quantitative” factors of a risk assessment.
  • Suspicious Activity Monitoring (SAM) Model Validations.  SAM scenario tuning, ATL/BTL testing and what goes into a proper model validation as well as the frequency in which they should be performed.
  • The failure to identify and timely report suspicious activity.  Define the “Lifecycle” of an alert?
  • Customer Risk Rating.  The identification and mitigation of high-risk customers.  What factors should be considered when risk rating a customer and the frequency in which customer files should be reviewed.
  • Staffing assessments and training.  Just how many staff do I need and what training should they receive.
  • Management Reporting.  What are Key Risk and Key Performance Indicators.
  • Precision and planning when addressing Matters Requiring Attention (MRAs).
 
Cyber Money Laundering: AML Goes Cyber - Ben Hayden, Risk Services Manager - SHAZAM Inc.
  • The world of money laundering has grown far more sophisticated. With the introduction of technologies such as high-speed connectivity, virtual currencies and the Internet of Things, your institution faces new risk.
  • We’ll look at some high-profile cases where criminals utilized the internet to launder money.
  • And we’ll address the future of money laundering and what your institution can do to stop it before it happens.
 
10:00       Networking & Refreshment Break (visit sponsor tables)
 
10:30       Hot Topics Session 2 – Introductory panel followed by each presenter doing two 40-minute breakouts, half the participants in each, bankers rotate after first round.
 
Cannabis Banking Industry 2020 Update - Jim Tingey, President/CEO – Jade Inc. & Financial Services Solution
  • What are the “actual” vs. perceived banking risks?
    • Regulatory
    • Reputational
    • Financial
    • Bank wide risk assessment product integration risks.
    • Insurance risks and impacts.
  • How to mitigate risks for the bank wide risk assessment
  • What are the steps and best practices for considering the adoption of this product?
What is a High-Risk Customer? - Chuck Taylor, JD, CAMS, EVP, Head of Financial Crimes Advisory - AML RightSource
  • Revaluating the High-Risk Customer mindset
  • Identifying high risk customers
  • Using data to enhance the process
 
12:00       LUNCH
 
1:00        Homeland Security Investigations (HSI): Case Studies and Typologies for the BSA/AML Professionals - Hear directly from HSI on how they are utilizing BSA/AML data to further their investigative tactics; review case studies, followed by a Q&A session to understand what BSA/AML professionals can take back to their bank to assist law enforcement.
Moderator: Victor Cardona – SVP, BSA Officer, Golden State Bank
Presenters:
  • HSI: Orange County Field Office
  • HSI: Los Angeles Field Office
 


Thank You to Our Sponsors: 
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Upcoming Events

California Community Banking Network.  All Rights Reserved.
3808 E. La Palma Ave. |  Anaheim, CA 92807
Phone: 800-627-6613 | info@ccbnetwork.org  | sitemap
  • Membership
    • Member Portal Login
    • Bankers Helping Bankers
    • Associate Membership
    • CCBN Associate Member Directory
  • Education and Events
    • Seminars and Events
    • Webinars >
      • Categories >
        • AUDIT & ACCOUNTING
        • Collections
        • Compliance
        • Directors
        • Frontline New Accounts
        • Human Resources
        • IT
        • IRA
        • Lending
        • Marketing
        • Operations
        • Security & Fraud
        • Senior Management
    • Recorded Webinars
    • Community Banker University >
      • CBU Certification Programs
      • CBU Bank Director Program
      • CBU Leadership Academy
      • CBU Online Training
      • ICBA LIVE 2023
      • ICBA Lead FWD Summit
  • Advocacy
    • Legislative Successes
    • From ICBA >
      • From Washington DC
      • From the Top
      • Portfolio Management
  • About Us
    • Our Team
    • Board of Directors
    • Contact
  • Preferred Service Providers (PSP)
    • PSP Announcements