CCBN BSA/ AML 2020 AGENDA

DAY ONE FEB 11

DAY TWO FEB 12

DAY 2, FEB 12

8:30       Hot Topics Session 1 – Introductory panel followed by each presenter doing two 40-minute breakouts, half the participants in each, bankers rotate after first round.
 
 “7 Deadly AML Sins” - B.J. Moravek, Director of AML & Sanctions Compliance, Risk Advisory Services Group - Kaufman Rossin

• Risk Assessments.  What goes into a proper risk assessment?  Talk about the “qualitative” and “quantitative” factors of a risk assessment.
• Suspicious Activity Monitoring (SAM) Model Validations.  SAM scenario tuning, ATL/BTL testing and what goes into a proper model validation as well as the frequency in which they should be performed.
• The failure to identify and timely report suspicious activity.  Define the “Lifecycle” of an alert?
• Customer Risk Rating.  The identification and mitigation of high-risk customers.  What factors should be considered when risk rating a customer and the frequency in which customer files should be reviewed.
• Staffing assessments and training.  Just how many staff do I need and what training should they receive.
• Management Reporting.  What are Key Risk and Key Performance Indicators.
• Precision and planning when addressing Matters Requiring Attention (MRAs).

 
Cyber Money Laundering: AML Goes Cyber - Ben Hayden, Risk Services Manager - SHAZAM Inc.

• The world of money laundering has grown far more sophisticated. With the introduction of technologies such as high-speed connectivity, virtual currencies and the Internet of Things, your institution faces new risk.
• We’ll look at some high-profile cases where criminals utilized the internet to launder money.
• And we’ll address the future of money laundering and what your institution can do to stop it before it happens.

 
10:00       Networking & Refreshment Break (visit sponsor tables)
 
10:30       Hot Topics Session 2 – Introductory panel followed by each presenter doing two 40-minute breakouts, half the participants in each, bankers rotate after first round.
 
Cannabis Banking Industry 2020 Update - Jim Tingey, President/CEO – Jade Inc. & Financial Services Solution

• What are the “actual” vs. perceived banking risks?
  • Regulatory
  • Reputational
  • Financial
  • Bank wide risk assessment product integration risks.
  • Insurance risks and impacts.
• How to mitigate risks for the bank wide risk assessment
• What are the steps and best practices for considering the adoption of this product?

What is a High-Risk Customer? - Chuck Taylor, JD, CAMS, EVP, Head of Financial Crimes Advisory - AML RightSource

• Revaluating the High-Risk Customer mindset
• Identifying high risk customers
• Using data to enhance the process

 
12:00       LUNCH
 
1:00        Homeland Security Investigations (HSI): Case Studies and Typologies for the BSA/AML Professionals - Hear directly from HSI on how they are utilizing BSA/AML data to further their investigative tactics; review case studies, followed by a Q&A session to understand what BSA/AML professionals can take back to their bank to assist law enforcement.
Moderator: Victor Cardona – SVP, BSA Officer, Golden State Bank
Presenters:

• HSI: Orange County Field Office
• HSI: Los Angeles Field Office

 

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