BSA/AML & Fraud
Avenue of the Arts
3350 Avenue of the ArtsCosta Mesa, CA 92626-1913
United States
OVERVIEW
This program is designed for BSA professionals at all levels, from experienced managers to new analysts, to provide a hands-on, “practitioner’s” approach to critical thinking and compliance management. It includes an in-depth review of current events, along with a clear understanding of how to apply the fundamental regulatory requirements to today’s expectations. The program’s primary objective is to deliver a thoughtful and comprehensive deliberation of the challenges associated with BSA/AML compliance.
SPEAKERS:
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Stephen R. King, JD, Principal Wolf & Company, P.C.
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Robin Guthridge, CAMS, CRCM, Director, Compliance, Wipfli
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Elissa Brewer, CAMS, Senior Risk Management Consultant, Abrigo Advisory Services
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Victor Cardona, CAMS, Senior Vice President, BSA Officer, Golden State Bank
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Edward Gerovian, CAMS, Senior Vice President, Head of FIU, Bank of Hope
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FBI – CyberSecurity/CyberFraud
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FDIC – Greg Mullane, Special Activities Case Manager
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FRB - Zach Mayaki, Senior Risk Specialist
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DFPI – Klara Kirchen, Senior Financial Institutions Examiner
AUDIENCE
BSA/AML Officers, Compliance Officers and Managers, Risk Managers, Operations Managers, and any person who has BSA and/or Fraud related responsibilities at the bank.
Agenda
| April 8 | |
| 5:00 PM - 6:30 PM | Welcome Reception Garden Retreat |
| April 9 | |
| 7:30 AM - 8:30 AM | Breakfast Cole & George Room |
| 8:30 AM - 8:45 AM | Welcome & Introductions Cole & George Room |
| 8:45 AM - 9:45 AM |
BSA and Third-Party Risk
Cole & George Room Third-party oversight and due diligence are critical components of anti-money laundering (AML) compliance programs, and regulators expect banks to have effective oversight of their third parties. This can be very challenging with organizations involved in Payments, Fintech & Crypto. |
| 9:45 AM - 10:45 AM |
Combatting Financial Exploitation and Cyberfraud
Cole & George Room Protect your bank and customers from account fraud and email compromise. This presentation covers fraud types like elder financial exploitation, identity theft, and targeted scams. Learn about phishing, fake profiles, and deceptive investments, plus real cases of cybercriminals exploiting email and social media to steal info or trick victims into transferring funds. Discover strategies to guard against these threats. |
| 10:45 AM - 11:00 AM | Break |
| 11:00 AM - 12:00 PM |
Combating Criminal Organizations’ Laundering Networks
Cole & George Room The FBI is the lead federal agency for investigating cyber-attacks and intrusions. They collect and share intelligence and engage with victims while working to unmask those committing malicious cyber activities, wherever they are. To do this, they use their unique mix of authorities, capabilities, and partnerships to impose consequences against cyber adversaries. |
| 12:00 PM - 1:00 PM | Lunch Garden Retreat |
| 1:00 PM - 2:00 PM |
Homeland Security Investigations (HSI) Case Study
Cole & George Room HSI’s investigations are diverse and wide-ranging, including playing a crucial role in investigating crimes of exploitation. This includes combating child exploitation, human trafficking, financial fraud and scams and other crimes against vulnerable populations. HSI builds complex cases against the most sophisticated criminal networks that operate globally and pose the greatest threat to our security. |
| 2:00 PM - 3:00 PM |
Fraud: Money Laundering and Managing the Nuances
Cole & George Room In the world of financial crimes, two terms stand out prominently – fraud and money laundering. Understanding the nuances between fraud and money laundering is crucial in combatting these threats effectively. We will delve into the fundamental differences between these two financial crimes and explore the distinct approaches to their respective solutions. |
| 3:00 PM - 3:15 PM | Break |
| 3:15 PM - 4:15 PM |
Regulator Panel – FDIC/FRB/DFPI
Cole & George Room Hear from the Regulators as they share their recent BSA exam results, discuss FinCEN Advisories and Guidance and Risk Based approach as outlined in the FFIEC BSA Examinations Manual. Use this opportunity to get all your questions answered and be better prepared for your next exam! |
| 4:15 PM - 4:30 PM | Final Thoughts & Questions |
We have arranged a special rate of $234 per night at the hotel, with a discounted overnight self-parking fee of $20.
Space at these rates is limited so reserve your room now! The cutoff date is Wednesday, March 19, 2025.
ADDITIONAL INFORMATION
6 CPE Credits
Program Level: Intermediate
Prerequisites: None
Delivery Method: Group-Live
Field of Study: Business Management & Organization, Specialized Knowledge
Cancellation and Complaint Resolution Policy
Substitutions are allowed, at no additional cost. Written notice is required for all cancellations. The full registration fee will be refunded if the written request is received up to 4 weeks before the event and 50 percent if received 2 weeks before the event. No refunds will be granted within two weeks of the event. For more information regarding refund, complaint, and/or program cancellation policies contact our offices at 800-627-6613.
California Community Banking Network is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
REGISTRATION (includes electronic materials)
MUST BE LOGGED IN TO RECEIVE MEMBER PRICING
Login for members is accessible on upper-right hand of registration page
Regular Registration through Wednesday, March 26, 2025
CCBN & ACAMS Members*: $595
Non-Member: $795
Late Registration (after March 26, 2025)
CCBN Member: $795
Non-Member: $995
For More Information:
Thank you to our sponsors!
